Role at a glance
- Salary
- Not Disclosed
- Location
- Westlake, Texas, United States
- Employment
- Full-time
- Education
- Bachelor’s Degree in Finance, Accounting, or related field required.
- Visa support
- Fidelity will not provide immigration sponsorship for this position.
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Role Summary
The Associate Financial Analyst supports the Regulatory Reporting team with the Daily Reserve Computation under SEC Rule 15c3-3 and the Monthly Net Capital Reporting under SEC Rule 15c3-1. The role monitors critical balance movements, performs reconciliations, and ensures data completeness and accuracy across regulatory reporting workflows.
What You'll Do
- Support the Daily Reserve Computation under SEC Rule 15c3-3
- Support the Monthly Net Capital Reporting under SEC Rule 15c3-1
- Monitor critical balance movements
- Perform reconciliations
- Research and resolve exceptions with internal teams
- Maintain process documentation and contribute to enhancements that strengthen reporting controls and efficiency
Generated from the employer's posting. Verify important details before applying.
View full postingQualifications
Bachelor's degree in Finance, Accounting, or a related field, with advanced Excel and financial modeling skills and strong communication abilities.
Required
- Bachelor's Degree in Finance, Accounting, or related field
- Advanced experience with Excel, PowerPoint, and Business Objects
- Knowledge of Microsoft Excel, Word, and Access
- Excellent written and verbal communication skills
Original job description
Content provided by the employer
Original job description
Content provided by the employer
Fidelity will not provide immigration sponsorship for this position.
Job Description:
The Role
The Financial Analyst will be responsible for supporting the group with the Daily Reserve Computation under SEC Rule 15c3‑3 and the Monthly Net Capital Reporting under SEC Rule 15c3‑1. The role will also support key daily responsibilities, including monitoring critical balance movements, performing reconciliations, and ensuring data completeness and accuracy across regulatory reporting workflows. The analyst will work closely with internal teams to research and resolve exceptions, maintain process documentation, and contribute to ongoing enhancements that strengthen reporting controls and efficiency.
The Expertise and Skills You Bring
- Bachelor’s Degree in Finance, Accounting, or related field required.
- Strategic thinker who can take an end-to-end view of an issue and develop multiple solutions
- Advanced experience with various software applications (Excel, PowerPoint, and Business Objects) and demonstrated aptitude for building financial models for complex processes
- Excellent written and verbal communications skills, including the ability to communicate effectively with business partners at varying levels of the organization
- Knowledge of Microsoft Excel, Word, and Access.
- Demonstrated ability to work in a fast-paced, deadline driven organization with a desire to drive projects to completion
- Flexible, self-motivated individual that will bring energy, enthusiasm, and intellectual curiosity to the role
- Excellent problem-solving skills; prioritizing work, breaking down issues, taking an end-to-end view, and proposing alternative solution.
- Ability to manage and prioritize multiple detailed processes in a time sensitive environment.
The Team
Fidelity’s Regulatory Reporting team is a critical function that is responsible for the firm’s SEC and FINRA reporting obligations as they pertain to its regulated broker dealers, including National Financial Services, LLC. This group performs daily Reserve computations as required under SEA Rule 15c3-3 for the protection of Customer assets, monitors Net Capital requirements as required under SEA Rule 15c3-1, and is responsible for the reconciliation of all cash banking activities for the firm. In close partnership with Controllers, Compliance, Operations and other functional groups, this team acts as a key control function for the firm’s financial reporting obligations.
Fidelity’s Onsite Working Model
Fidelity is transitioning to a full-time onsite working model through a phased rollout across regions and roles. Currently, some roles and locations require 100% onsite presence, while others require less. Onsite expectations are likely to evolve as the rollout continues. This transition does not apply to fully remote roles.
Certifications:
Category:
FinancePlease be advised that Fidelity’s business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulations of numerous self-regulatory organizations, including FINRA, among others. Those laws and regulations may restrict Fidelity from hiring and/or associating with individuals with certain Criminal Histories.
About the company
Fidelity
Large Enterprise
Fidelity is a leading financial services company that provides a wide range of investment solutions and retirement planning services to individuals and institutions. Founded in 1946, Fidelity is renowned for its commitment to innovation and customer service, offering tools and resources that help clients manage their investments effectively. With a strong focus on technology and research, Fidelity continues to empower investors by providing access to market insights and a diverse array of financial products. As a trusted partner in personal finance, Fidelity plays a significant role in helping people achieve their financial goals.