Role at a glance
- Salary
- Not Disclosed
- Location
- 서울시 종로구 새문안로 68 흥국생명빌딩 21층, Seoul, South Korea
- Work arrangement
- On-site
- Employment
- Full-time
- Experience
- 3+ years
Spotted an issue?
We’ll check it against the original posting.
Qualifications
Required
- Minimum of 3 years experiences in financial industry
- Strong analytical skills and ability to exercise judgment and manage execution under pressure
- Effective communication and project management skills
- Inquisitive and proactive in identifying risks and proposing solutions
- Working knowledge in Korea securities regulations, exchange rules on listed securities and derivatives
- Fluency in both Korean and English
Preferred
- Control function experience covering Equities sales and trading in the Korea market preferable
About the role
Original posting provided by GoldmanSachs(골드만삭스)
About the role
Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance risk management program. As an independent control function and part of the firm's second line of defense, Compliance assesses the firm's compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and training; conducts independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firm's responses to regulatory examinations, audits and inquiries.
What you'll do
• Provide coverage for the sales/trading businesses in their day to day business operations
• Conduct various trade surveillances and programmatic reviews
• Conduct regular compliance training for new hires
• Preparing and filing regulatory reports and other management reports
• Maintenance of policies and procedures
• Support senior compliance management in handling regulatory inquiries/inspections and other internal investigations/audits
• Support the maintenance of the Responsibilities Map framework
Requirements
• Minimum of 3 years experiences in financial industry
• Strong analytical skills and ability to exercise judgment and manage execution under pressure
• Effective communication and project management skills
• Inquisitive and proactive in identifying risks and proposing solutions
• Working knowledge in Korea securities regulations, exchange rules on listed securities and derivatives
• Fluency in both Korean and English
Preferred qualifications
• Control function experience covering Equities sales and trading in the Korea market preferable
Benefits
• Collaborative work spaces and ergonomic services
• Wellbeing and resilience offerings
• Training and development opportunities and firmwide networks
• Benefits, wellness and personal finance offerings and mindfulness programs
About the company
GoldmanSachs(골드만삭스)
The Goldman Sachs Group은 뉴욕에 본사를 둔 글로벌 투자은행, 증권사, 자산운용사입니다. 한국의 자본시장 및 기업들의 성장을 함께해온 선도적 금융 기관으로, 기업, 금융기관, 정부 및 개인 고객을 대상으로 투자은행 업무, 증권거래, 자산관리 등 폭넓은 금융 서비스를 제공합니다. 한국에서는 130여 명의 임직원이 근무하며 기업의 M&A, 자본조달, 리스크 관리 등 통합적 금융 솔루션을 제공합니다.