Role at a glance
- Job function
-
Legal & Compliance Compliance & Regulatory Affairs
- Salary
- Not Disclosed
- Location
- London, England, United Kingdom
- Employment
- Full-time
- Experience
- Minimum 15 years of experience in non-financial risk management, compliance or operational risk in financial services, with executive leadership experience; experience with GSIBs or large, complex financial institutions is a plus
- Education
- Bachelor’s degree required; post-graduate education, with a Master’s, Law, or PhD degree is a plus
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Role Summary
This senior leadership role develops, implements, and oversees the global non-financial risk framework, including Compliance and Operational Risk, across State Street’s Global Delivery and Investment Services businesses, reporting to the Chief Compliance and Operational Risk Officer (CCORO).
What You'll Do
- Develop and maintain the non-financial risk management framework for Global Delivery and Investment Services, aligned with...
- Provide independent oversight and challenge to First-Line risk management activities within Global Delivery and Investment Services
- Lead risk identification, assessment, and reporting processes, including scenario analysis, loss event management, and lessons learned
- Chair or participate in risk and compliance committees, ensuring effective escalation and review of risk issues
- Prepare and present periodic risk and compliance reports to senior management, regulators, and the Board
- Lead, manage, and develop a high-performing and diverse team of risk professionals across multiple jurisdictions
Generated from the employer's posting. Verify important details before applying.
View full postingQualifications
Required
- Minimum 15 years of experience in non-financial risk management, compliance or operational risk in financial services, with executive...
- Demonstrated experience with global regulatory requirements and direct engagement with regulators, including remediation activities
- Deep expertise in non-financial risk management (compliance, operational risk, technology, model, resiliency, data, third-party) with a...
- Strong analytical, problem-solving, and communication skills, with the ability to influence and build consensus at all levels
- Proven ability to manage multiple priorities in a high-pressure, deadline-driven environment
- Experience leading risk management frameworks and teams in a multi-jurisdictional, regulated setting
- Demonstrated success in regulatory engagement and managing regulatory exams
- Bachelor’s degree
Preferred
- Experience with GSIBs or large, complex financial institutions
- Master’s, Law, or PhD degree
Original job description
Content provided by the employer
Original job description
Content provided by the employer
Senior Vice President, Head of Non-Financial Risk Management (Global Delivery and Investment Services)
The Senior Vice President, Head of Non-Financial Risk Management is a senior leader responsible for developing, implementing and overseeing the global framework for Non-Financial Risks (including Compliance and Operational Risk) across State Street’s Global Delivery and Investment Services businesses. Reporting to the Chief Compliance and Operational Risk Officer (CCORO), this role ensures that risk management strategies, governance, and practices proactively identify, assess, mitigate and report on non-financial risk exposures, supporting business objectives and regulatory requirements.
Key Responsibilities include:
Strategic Leadership:
Develop and maintain the non-financial risk management framework for Global Delivery and Investment Services, ensuring alignment with enterprise-wide policies and regulatory obligations
Advise and consult with business and enterprise leaders on risk-related events, root cause analysis and remediation strategies
Serve as a subject matter expert and trusted advisor to senior management, business partners, and governance committees
Risk Oversight & Advisory:
Provide independent oversight and challenge to First-Line risk management activities within Global Delivery and Investment Services
Lead risk identification, assessment and reporting processes, including scenario analysis, loss event management, and lessons learned
Oversee compliance with applicable laws, regulations and internal policies for non-financial risks
Governance & Reporting:
Chair or participate in relevant risk and compliance committees, ensuring effective escalation and review of risk issues
Prepare and present periodic risk and compliance reports to senior management, regulators, and the Board
Oversee regulatory change management and ensure timely updates to controls and processes to adhere to new and evolving laws, regulations, regulatory guidance, and industry standards
Collaboration & Stakeholder Engagement:
Build and maintain effective relationships with business and corporate executives, including Legal and Corporate Audit, and global regulatory authorities
Foster a strong risk excellence culture, ensuring business line ownership and accountability for non-financial risks
Team Leadership:
Lead, manage, and develop a high-performing and diverse team of risk professionals across multiple jurisdictions
Set clear objectives, accountabilities, and performance priorities for the team
Qualification & Skills include:
Minimum 15 years of experience in non-financial risk management, compliance or operational risk in financial services, with executive leadership experience; experience with GSIBs or large, complex financial institutions is a plus
Demonstrated experience with global regulatory requirements and direct engagement with regulators, including remediation activities
Deep expertise in non-financial risk management (compliance, operational risk, technology, model, resiliency, data, third-party) with a global financial services environment
Strong analytical, problem-solving, and communication skills, with the ability to influence and build consensus at all levels
Proven ability to manage multiple priorities in a high-pressure, deadline-driven environment
Experience leading risk management frameworks and teams in a multi-jurisdictional, regulated setting
Demonstrated success in regulatory engagement and managing regulatory exams
Bachelor’s degree required; post-graduate education, with a Master’s, Law, or PhD degree is a plus
Are you the right candidate? Yes!
We truly believe in the power that comes from the diverse backgrounds and experiences our employees bring with them. Although each vacancy details what we are looking for, we don’t necessarily need you to fulfil all of them when applying. If you like change and innovation, seek to see the bigger picture, make data driven decisions and are a good team player, you could be a great fit.
About State Street
Across the globe, institutional investors rely on us to help them manage risk, respond to challenges, and drive performance and profitability. We keep our clients at the heart of everything we do, and smart, engaged employees are essential to our continued success.
We are committed to fostering an environment where every employee feels valued and empowered to reach their full potential. As an essential partner in our shared success, you’ll benefit from inclusive development opportunities, flexible work-life support, paid volunteer days, and vibrant employee networks that keep you connected to what matters most. Join us in shaping the future.
As an Equal Opportunity Employer, we consider all qualified applicants for all positions without regard to race, creed, color, religion, national origin, ancestry, ethnicity, age, disability, genetic information, sex, sexual orientation, gender identity or expression, citizenship, marital status, domestic partnership or civil union status, familial status, military and veteran status, and other characteristics protected by applicable law.
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About the company
State Street
Large Enterprise
State Street is a leading financial services and bank holding company, headquartered in Boston, Massachusetts. With a strong focus on investment management and servicing solutions, State Street supports institutional investors worldwide by providing services such as asset management, investment research, and trading. Renowned for its commitment to innovation and sustainability, State Street leverages advanced technology and data analytics to enhance investment strategies and customer experiences. The company prioritizes diversity and inclusion within its workforce, reflecting its dedication to fostering a dynamic and collaborative environment.