Role at a glance
- Salary
- Not Disclosed
- Location
- Navi Mumbai
- Employment
- Full-time
- Experience
- Senior Level Years of Experience:5 to 8 years
- Education
- Qualifications:Any Graduation
Spotted an issue?
We’ll check it against the original posting.
Role Summary
The Capital Markets Operations Sr Analyst role covers investment compliance and performance operations for equity and fixed income portfolios. It involves monitoring daily activity and client requirements, supporting regulatory reporting and audits, and improving compliance processes.
What You'll Do
- Oversee or perform daily operations, including equity and fixed income alerts, restricted or watch lists, and new account onboarding...
- Develop and maintain relationships with clients and internal stakeholders, including Legal and Risk Management.
- Identify opportunities to improve, standardize, and automate compliance processes and workflows.
- Oversee preparation and submission of regulatory and internal management reports, and liaise with auditors and regulatory examiners.
Generated from the employer's posting. Verify important details before applying.
View full postingQualifications
Asset Data Management; strong knowledge of Investment Management, Investment Data, and Investment Compliance; ability to manage complex datasets and apply analytical and critical thinking skills.
Required
- Asset Data Management
- Strong knowledge of Investment Management, Investment Data, and Investment Compliance domains
- Ability to manage complex datasets
- Analytical and critical thinking skills
Original job description
Content provided by the employer
Original job description
Content provided by the employer
Designation: Capital Markets Operations Sr Analyst
Qualifications:Any Graduation
Years of Experience:5 to 8 years
About Accenture
Accenture is a global professional services company with leading capabilities in digital, cloud and security.Combining unmatched experience and specialized skills across more than 40 industries, we offer Strategy and Consulting, Technology and Operations services, and Accenture Song— all powered by the world’s largest network of Advanced Technology and Intelligent Operations centers. Our 784,000 people deliver on the promise of technology and human ingenuity every day, serving clients in more than 120 countries. We embrace the power of change to create value and shared success for our clients, people, shareholders, partners and communities.Visit us at www.accenture.com
What would you do? • NA • You will be working as a part of Investment Banking team which specializes primarily in selling securities and underwriting the issuance of new equity shares to raise capital funds They act as intermediaries between security issuers and investors and help new firms to public • Define and deliver asset data management solutions, to capture, validate and improve plant, equipment, bill of material and maintenance plan data and install base management.
What are we looking for? • We are seeking a highly motivated and experienced individual for the role of Team Supervisor of Investment Compliance and Performance Analysis. This position oversees daily operations ensuring adherence to regulatory and client-specific guidelines across equity and fixed income portfolios. The required skill set includes strong knowledge of Investment Management, Investment Data, and Investment Compliance domains, along with the ability to manage complex datasets and apply strong analytical and critical thinking skills.
Roles and Responsibilities: • Oversight or Performance of Daily Operations Have oversight or perform for the teams daily activities including daily alerts for equities and fixed income managing restrictedorwatch lists and reviewing new account onboarding to ensure all client mandates and regulatory requirements are correctly interpreted and coded into our systems. • Stakeholder Management Develop and maintain strong proven relationships with clients internal stakeholders Legal Risk Management. • Process Improvement and Automation Drive a culture of efficiency and innovation by identifying opportunities for process enhancements standardization and automation within the compliance function. Leverage compliance platforms to streamline workflows and improve the accuracy and timeliness of deliverables. • Reporting and Auditing Oversee the preparation and submission of all required regulatory and internal management reports. Serve as a key liaison for internal and external auditors and regulatory examiners. • In this role you are required to do analysis and solving of increasingly complex problems. • Your day to day interactions are with peers within Accenture. • You are likely to have some interaction with clients and or Accenture management. • You will be given minimal instruction on daily work tasks and a moderate level of instruction on new assignments. • Decisions that are made by you impact your own work and may impact the work of others. • In this role you would be an individual contributor and or oversee a small work effort and or team. • Please note that this role may require you to work in rotational shiftsAny Graduation
About Accenture
Accenture is a leading global professional services company that helps the world’s leading businesses, governments and other organizations build their digital core, optimize their operations, accelerate revenue growth and enhance citizen services—creating tangible value at speed and scale. We are a talent- and innovation-led company with approximately 791,000 people serving clients in more than 120 countries. Technology is at the core of change today, and we are one of the world’s leaders in helping drive that change, with strong ecosystem relationships. We combine our strength in technology and leadership in cloud, data and AI with unmatched industry experience, functional expertise and global delivery capability. Our broad range of services, solutions and assets across Strategy & Consulting, Technology, Operations, Industry X and Song, together with our culture of shared success and commitment to creating 360° value, enable us to help our clients reinvent and build trusted, lasting relationships. We measure our success by the 360° value we create for our clients, each other, our shareholders, partners and communities.Visit us at www.accenture.com
Equal Employment Opportunity Statement
We believe that no one should be discriminated against because of their differences. All employment decisions shall be made without regard to age, race, creed, color, religion, sex, national origin, ancestry, disability status, military veteran status, sexual orientation, gender identity or expression, genetic information, marital status, citizenship status or any other basis as protected by applicable law. Our rich diversity makes us more innovative, more competitive, and more creative, which helps us better serve our clients and our communities.
About the company
Accenture
Large Enterprise
Accenture is a global professional services company that specializes in providing consulting, technology, and outsourcing services. With a diverse range of industries served, including financial services, healthcare, and telecommunications, Accenture leverages advanced technologies and data analytics to help organizations improve their performance and drive innovation. Committed to sustainable progress, the company emphasizes its dedication to inclusivity, digital transformation, and building a more sustainable future for its clients and communities. With a presence in over 120 countries, Accenture is known for its expertise in integrating cutting-edge solutions that address complex business challenges.