BANAMEX Abogado Especialista en Cumplimiento Regulatorio

Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk appetite and protect the franchise. In addition, engages with the ICRM product and function coverage teams, in order to partner to develop and apply CRM program solutions that meet business and customer needs in a manner consistent with the Citi program framework.

Responsibilities:

• Participating in the design, development, delivery and maintenance of best-in-class Compliance, programs, policies and practices for ICRM.
• Analyzing comparative data and preparing regional and global reports related to compliance risk assessments, and monitoring of compliance related issues.
• Reviewing materials to ensure compliance with various regulatory and legal requirements. Identifying and addressing potential risks.
• Investigating and assisting in responses to compliance risk issues. Investigating regulatory inquiries, preparing required documentation, making recommendations to senior management on how to proceed, and preparing responses for the regulatory inquiries.
• Monitoring adherence to Citi’s Compliance Risk Policies and relevant procedures.
• Preparing, editing and maintaining Compliance program related materials.
• Interacting and working with other areas within Citi, as necessary.
• Keeping abreast of regulatory changes, new regulations and internal policy changes in order to further identify new key risk areas.
• Additional duties as assigned.
• Has the ability to operate with a limited level of direct supervision.
• Can exercise independence of judgement and autonomy.
• Acts as SME to senior stakeholders and /or other team members.
• Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.

Qualifications:

• Knowledge of Compliance laws, rules, regulations, risks and typologies
• Excellent written and verbal communication skills
• Must be a self-starter, flexible, innovative and adaptive
• Strong interpersonal skills with the ability to work collaboratively and with people at all levels of the organization
• Work collaboratively with regional and global partners in other functional units; ability to navigate a complex organization
• Excellent project management and organizational skills and capability to handle multiple projects at one time
• Proficient in MS Office applications (Excel, Word, PowerPoint)
• Knowledge in area of focus

Education:

• Bachelor’s degree; experience in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a combination thereof; experience in area of focus; Advanced degree preferred

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Abogado Especialista en Cumplimiento Regulatorio

Buscamos un profesional con experiencia sólida en Cumplimiento Regulatorio y Normatividad Financiera, responsable del monitoreo, análisis e interpretación de cambios regulatorios, así como de la identificación de impactos y riesgos derivados de nuevas disposiciones aplicables al sector financiero.

La posición tendrá participación activa en el seguimiento de publicaciones del Diario Oficial de la Federación (DOF), análisis de disposiciones regulatorias y apoyo en la actualización de políticas, procedimientos y procesos internos para contribuir al adecuado cumplimiento del marco normativo.

Principales responsabilidades:

• Monitorear, analizar e interpretar cambios regulatorios y normativos.
• Dar seguimiento a publicaciones y actualizaciones del Diario Oficial de la Federación (DOF).
• Evaluar el impacto de nuevas disposiciones en procesos, políticas y procedimientos internos.
• Identificar y dar seguimiento a posibles riesgos de cumplimiento.
• Participar en la actualización de políticas y programas de Compliance.
• Elaborar análisis, reportes y documentación relacionada con temas regulatorios.
• Colaborar con áreas de Legal, Compliance, Riesgos y otras áreas involucradas.
• Dar seguimiento a requerimientos y temas relacionados con autoridades regulatorias.
• Mantenerse actualizado sobre cambios en normatividad financiera.

Perfil deseable:

Licenciatura en Derecho.

• 5 años de experiencia en cambios regulatorios, Compliance, regulación financiera o funciones relacionadas.
• Experiencia en seguimiento y análisis del DOF.
• Conocimiento sólido de Normatividad Financiera.
• Capacidad de análisis e interpretación jurídica y regulatoria.
• Excelente comunicación y manejo de stakeholders.
• Capacidad para trabajar de manera autónoma y gestionar diferentes temas simultáneamente.

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Job Family Group:

Compliance

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Job Family:

Compliance Risk Management

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Time Type:

Full time

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Most Relevant Skills

Analytical Thinking, Business Acumen, Credible Challenge, Digital Skills (Including AI), Laws and Regulations, Process Execution, Program Management, Referral and Escalation, Risk Controls and Monitors, Risk Identification and Assessment.

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Other Relevant Skills

For complementary skills, please see above and/or contact the recruiter.

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Citi is an equal opportunity employer, and qualified candidates will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other characteristic protected by law.

 

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