Role at a glance
- Job function
-
Legal & Compliance Compliance & Regulatory Affairs
- Salary
- Not Disclosed
- Location
- Sydney, Australia
- Work arrangement
- On-site
- Employment
- Full-time
- Experience
- 1.5 to 4 years of experience in financial markets compliance
- Education
- Degree qualified in Finance, Commerce, Business, Law, or a related discipline.
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Role Summary
The Compliance Analyst will support IMC’s APAC Compliance team in managing regulatory risks associated with trading activities across multiple jurisdictions. The role supports day-to-day compliance operations, monitoring and review functions, and regional compliance initiatives while working with Trading, Technology, brokers, exchanges, and regional compliance teams.
What You'll Do
- Monitor and review applicable laws, rules and regulations to identify new compliance requirements.
- Communicate with Brokers and Exchanges regarding trader registration, conduct reviews, and maintain up-to-date records.
- Develop, maintain, and review written policies and procedures, training presentations, and associated materials.
- Conduct periodic reviews of internal compliance with policies and procedures and report results to management.
- Conduct necessary tasks for IMC’s AML procedures.
- Communicate with regional compliance teams on global issues and projects.
Generated from the employer's posting. Verify important details before applying.
View full postingQualifications
1.5 to 4 years of experience in financial markets compliance at a Trading Firm, Broker, Regulator, Exchange, or similar role; strong attention to detail and analytical/problem solving skills; strong interpersonal, organisational, and time management skills; ability to work both independently and in teams; ability to communicate complex ideas or concepts clearly.
Required
- 1.5 to 4 years of experience in financial markets compliance at a Trading Firm, Broker, Regulator, Exchange, or similar role
- Degree qualified in Finance, Commerce, Business, Law, or a related discipline
- Strong attention to detail and analytical/problem solving skills
- Strong interpersonal, organisational, and time management skills
- Ability to work both independently and in teams
- Ability to communicate complex ideas or concepts clearly
Original job description
Content provided by the employer
Original job description
Content provided by the employer
Our APAC Compliance team works closely with our Trading and Technology teams in order to manage the regulatory risks of our trading activities across multiple jurisdictions, particularly in the Asia-Pacific region. As a Compliance Analyst at IMC, you will assist with our day-to-day compliance operations, monitoring and review functions, and key compliance initiatives. Your role will cover many different aspects of IMC’s compliance program, requiring you to work with people across all areas of the business.
Your Core Responsibilities:
- Joining a highly skilled and experienced team of Compliance professionals to drive IMC’s regulatory vision and compliance efforts across the region.
- Promoting IMC’s Compliance culture, awareness of regulatory developments, and best practices within the business.
- Monitoring and reviewing applicable laws, rules and regulations to identify new compliance requirements.
- Communicating with Brokers and Exchanges in relation to trader registration, conducting reviews, and keeping up to date records.
- Developing, maintaining, and reviewing written policies and procedures, training presentations, and associated materials.
- Conducting periodic reviews of internal compliance with policies and procedures, and reporting of the results to management.
- Conducting necessary tasks for IMC’s AML procedures.
- Communicating with regional compliance teams on global issues and projects.
Your Skills and Experience:
- 1.5 to 4 years of experience in financial markets compliance at a Trading Firm, Broker, Regulator, Exchange, or similar role.
- Degree qualified in Finance, Commerce, Business, Law, or a related discipline.
- Strong attention to detail and analytical/problem solving skills.
- Strong interpersonal, organisational, and time management skills.
- Ability to work both independently and in teams.
- Ability to communicate complex ideas or concepts clearly.
- Willing to learn and take responsibility for required tasks and projects.
About Us
IMC is a research-driven trading firm where quantitative modeling, machine learning, and engineering shape how modern markets are traded. A stabilizing force in markets since 1989, we provide liquidity across trading venues, delivering the best outcome in value and risk management to investors. Using our own technology and capital, we build proprietary systems and algorithms that operate across global markets. Our researchers, traders, and engineers work as a collective, combining rapid experimentation, advanced infrastructure, and real-time feedback to turn insight into execution and execution into advantage.
About the company
IMC Trading
Large Enterprise
IMC Trading is a global proprietary trading firm that leverages technology and quantitative research to optimize trading strategies across a variety of asset classes, including equities, commodities, and derivatives. Founded in 1989 and headquartered in Amsterdam, IMC operates with a commitment to innovation and collaboration, fostering an environment where talented professionals can thrive. The firm is dedicated to responsible trading practices and actively engages in market-making to ensure liquidity and efficiency in financial markets worldwide. With a focus on continuous improvement and data-driven decision-making, IMC Trading is a leader in the fast-paced world of trading and investment.